Local Compliance Officer

Om jobbet

Job Description

Positioning
• You are part of the Euroclear Bank Compliance & Ethics team ("C&E");
• You have a reporting line to the EB Branch Manager;
• You are a non-voting attendee of the Local Management Team;
• You have a functional reporting line to the Euroclear Bank Chief Compliance Officer ("EB CCO") or to his delegate;
• You are in charge of the relationship with the local regulators of the Branch.

Summary

• Overall accountable for the Compliance & Ethics function of the Branch;
• Define the Compliance and Ethics strategy for the Branch and ensure an appropriate framework is in place;
• Accountable for the implementation of an adequate:
- monitoring of compliance of the Branch with legal and regulatory rules; and
- Compliance and Ethics process which gives comfort to the Local Management Team and EB CCO that compliance and ethics risks are adequately managed.
• Build and maintain relationships with the Branch regulators and peers in the industry to monitor market developments;
• Ensure an effective Legal and Regulatory Watch process is in place with respect to the Branch to identify new and amended compliance & ethics risks;
• Support and advise the 1st line of defense and the Local Management Team on Compliance and Ethics matters;
• Build a risk-based multi-year plan for the Branch that covers all business activities
• Ensure delivery of the 2nd line of defense risk assessments and testing in line with the annual plan;
• Report quarterly on the plan to the Local Management Team and EB CCO.

Technical Skills
• You have at least 10 years of working in the Financial Services Sector;
• You have 5 years experience of working in a compliance function, or similar;
• You are fluent in English and Swedish.

Soft Skills
• You are proactive and capable of operating autonomously whilst leveraging available support and tools;
• You have an independent mindset, are assertive and can manage challenging internal and external stakeholders;
• You are disciplined and have strong organization skills;
• You can quickly build relationships with stakeholders;
• You communicate with enthusiasm and passion.